Compliance and Social Media

In: Business and Management

Submitted By jordyberben
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Pages 24


Compliance Self Assessment

Betrouwbaarheid en Screening van Medewerkers Rabobank Leergang Compliance Professional -­‐ Jordy Berben Compliance self assessment van de betrouwbaarheid en screening van medewerkers van De Lage Landen

D e L a g e L a n d e n I n t e r n a t i o n a l B V V e s t d i j k 5 1 5 6 1 1 C A E i n d h o v e n

Inhoudsopgave Begrippenlijst 1. Introductie 2. Wet-­‐ en regelgeving van toepassing op DLL 2.1 Integriteit van het bedrijf 2.2 Beleidsregel geschiktheid 2012 DNB en AFM 2.3 Integriteitsgevoelige functies 2.4 Controle op sanctielijsten 3. Maatregelen voor DLL op basis van Wet-­‐ en Regelgeving 3.1 Maatregelen integere uitoefening van het bedrijf 3.2 Maatregelen Beleidsregel geschiktheidstoets 2012 3.3 Maatregelen integriteitgevoelige functies 3.3.1 Integriteitgevoelige functies 3.3.2 Pre-­‐ en In-­‐Employment Screening (PES/IES) 3.4 Maatregelen controle op sanctielijsten 4. Gewenste uitoefening van maatregelen binnen DLL 4.1 Integere uitoefening van het bedrijf 4.2 Geschiktheidstoets voor beleids-­‐ en medebeleidsbepalers 4.3 Integriteitgevoelige functies en Sanctielijsten 4.3.1 Vereisen volgens Global Staff Screening Policy…...

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