Paper

In: Business and Management

Submitted By juliah
Words 2484
Pages 10
Yuliya Gaydarenko
Prof. Franklin
Unit 4 – Rough Draft
July 11, 2013

The compliance audit, like other audit activities, is intended to provide feedback to management and the audit committee about the control environment, ongoing compliance and conditions for potential risk. The compliance audit should evaluate the effectiveness of the compliance management program, including policies and procedures, training, monitoring and consumer complaint response. A financial institution’s audit committee should determine the scope of an audit and the frequency with which audits are conducted.
Examiners are seen questioning institutions about their overall compliance program management and digging into the elements of policies and procedures, training, and quality control assessment. Overlying compliance program management is the role of internal audit.
Regulatory guidance and best practices have helped define which elements are necessary to help an organization mitigate risks associated with compliance. Some of the basic elements include: designation of a compliance officer, policies, internal processes and controls, regulatory change management, quality control, consumer complaint response process and audit (Sullivan, 2011).
The two elements of assessing the overall effectiveness of a compliance program are quality control and audit. The end goal of a quality control function is to monitor how well departmental policies and procedures are being executed. Ultimately, the function should be risk-based, focusing the most resources on the areas of greatest risk. Completed quality control reviews should be aggregated and reported to the compliance officer for review. The compliance officer should assess appropriate areas for overall effectiveness to identify any increasing trends within departments. Finally, the compliance officer should provide a consolidated…...

Similar Documents

Paper

...Paper #1: Expository writing to inform Draft for peer review DUE: at class time, Wed Sept 19th by class time. Points deducted from final paper if peer review is missing. Points awarded for participation Final Paper DUE: Sunday, Sep 23 by midnight. Upload to SafeAssign Length: 3 – 3 ½ pages Format: Standard MLA or Letter format: Use the appropriate format for your chosen purpose. The Prompt: 1. You have an acquaintance coming to the Dallas area on vacation and you have been asked to provide advice on what to do and visit while he/she is here for three or four days. Your purpose is to explain attractions in Dallas that a 3 – 4 day visitor might consider. Write your paper as a short essay that gives the traveler good information about the city. Write so that the essay might be published on a travel blog. Use and cite correctly at least one source from the possibilities posted by Dr. Coder, our librarian. You may use any of the modes of development discussed in the first weeks of class. You may need to use several of the techniques to accomplish your task. How the paper will be evaluated…Consider each on a five-point scale 1. Does the paper have a clear purpose in the form of a thesis statement in the introduction paragraph? 2. Does the introduction make an attempt to hook the readers’ interest? 3. Does each paragraph have a transition device, (a word or short phrase) to indicate the logical organization of the paper and lead into the......

Words: 334 - Pages: 2

Paper

...Paper paper paper paper paper paper paper paper paper paper paper do it do it should could should could should could should could should could should could should could should could should could should could will but for it should should should shuold should should should should should should should Paper paper paper paper paper paper paper paper paper paper paper do it do it should could should could should could should could should could should could should could should could should could should could will but for it should should should shuold should should should should should should should Paper paper paper paper paper paper paper paper paper paper paper do it do it should could should could should could should could should could should could should could should could should could should could will but for it should should should shuold should should should should should should should Paper paper paper paper paper paper paper paper paper paper paper do it do it should could should could should could should could should could should could should could should could should could should could will but for it should should should shuold should should should should should should should Paper paper paper paper paper paper paper paper paper paper paper do it do it should could should could should could should could should could should could should could should could should could should could will but for it should should should shuold should should should should should...

Words: 450 - Pages: 2

Paper

...Paper is Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper is Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper......

Words: 266 - Pages: 2

Paper

...A 'term paper' is a research paper written by students over an academic term, accounting for a large part of a grade. Term papers are generally intended to describe an event, a concept, or argue a point. A term paper is a written original work discussing a topic in detail, usually several typed pages in length and is often due at the end of a semester. There is much overlap between the terms "research paper" and "term paper". The phrase "term paper" was originally used to describe a paper (usually a research based paper) that was due at the end of the "term" - either a semester or quarter, depending on which unit of measure a school used. However, the term has fallen out of favor. Common usage has "term paper" and "research paper" as interchangeable, but this is not completely accurate. Not all term papers involve academic research, and not all research papers are term papers. Term papers date back to the beginning of the 19th century when print could be reproduced cheaply and written texts of all types (reports, memoranda, specifications, and scholarly articles) could be easily produced and disseminated. During the years from 1870 to 1900, Moulton and Holmes (2003) write that "American education was transformed as writing became a method of discourse and research the hallmark of learning."[1] Russell (1991) writes that in the 1910s, "the research paper began to harden into its familiar form" adding that plagiarism and the sale of research papers both became a problem......

Words: 384 - Pages: 2

Paper

...and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop your cheating and write your paper. Stop......

Words: 596 - Pages: 3

Paper

...paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper paper......

Words: 347 - Pages: 2

No Paper

...I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add one to this soon. I don’t have a paper to upload, but I will add......

Words: 616 - Pages: 3

Paper

...Environmental Scan Paper The business environment of an organization reveals much about its competitiveness and the possible influences on the success of its strategies. The focus of this paper will be an environmental scan of the internal and external environments of two real-world firms, their competitive advantages and company strategies for creating value and sustaining competitiveness, measurement guidelines for verifying strategic effectiveness and their evaluation. Internal and External Environments Environmental scanning of the internal organizational environment focuses on company culture, employee-employee, manager-employee, and manager-manager, manager-shareholder interactions, in addition to organizational structure, natural resources’ access and brand awareness, among others (Schneider, 1995, p.70). Environmental scanning of the external organizational environment focuses on the analysis of the industry/immediate environment, national, and macro-environments. Analysis of the industry environment appraises the competitive Environmental Scan Paper The business environment of an organization reveals much about its competitiveness and the possible influences on the success of its strategies. The focus of this paper will be an environmental scan of the internal and external environments of two real-world firms, their competitive advantages and company strategies for creating value and sustaining competitiveness, measurement guidelines for verifying strategic...

Words: 1088 - Pages: 5

Paper

...Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper, paper, paper, Paper,......

Words: 724 - Pages: 3

Paper Paper Paper

...Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper P Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper aper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper Paper......

Words: 277 - Pages: 2

Paper

...Research or Interview Paper Instructions You can choose 1 of the following two options for your Research or Interview Paper. Your paper will be 7 double-spaced pages for the main content (not including the cover page and reference page). Your choices include: 1. A research paper Steps for writing the research paper: a) Choose a topic in Managerial Economics. b) Submit the topic and the outline of the paper to the instructor anytime for approval. c) A minimum of 3 references besides the textbook are required. Liberty University library has excellent resources for your search for journals. http://www.liberty.edu/index.cfm?PID=178 OR 2. An interview paper Steps for writing the interview paper: a) Choose a topic in Managerial Economics. b) Design at least 5 questions according to the topic. c) Submit your questions to the instructor for approval. d) Contact a local or non-local company for an interview. e) Conduct the interview for answers to your questions. f) The paper must have 3 parts: • The description of the company; • Interview questions and answers; and • Your comments. *The research paper is to be done individually, not as a group. **Do not wait until the last module/week to work on the paper. Do it as early as possible. ***A paper that was written for other classes would not be accepted......

Words: 265 - Pages: 2

Paper

...Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper. Paper paper paper.Paper paper paper.Paper paper paper.Paper paper paper.Paper paper......

Words: 2107 - Pages: 9

Paper

...business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper business paper......

Words: 291 - Pages: 2

Paper

...deinking Paper recycling processes can use either chemical or mechanical pulp. By mixing with water and applying mechanical action the hydrogen bonds in the paper can be broken and fibres separated again. Most recycled paper contains a proportion of virgin fibre in the interests of quality. Generally deinked pulp is of the same quality or lower than the collected paper it was made from. There are three main classifications of recycled fibre:. Mill Broke or Internal Mill Waste – this incorporates any substandard or grade-change paper made within the paper mill which then goes back into the manufacturing system to be re-pulped back into paper. Such out-of-specification paper is not sold and is therefore often not classified as genuine reclaimed recycled fibre. However, most paper mills have been recycling their own waste fibre for many years, long before recycling become popular. Preconsumer Waste – this is offcuts and processing waste, such as guillotine trims and envelope blank waste. This waste is generated outside the paper mill and could potentially go to landfill, and is a genuine recycled fibre source. Also includes de-inked preconsumer (recycled material that has been printed but did not reach its intended end use, such as waste from printers and unsold publications).[7] Postconsumer waste – this is fibre from paper which has been used for its intended end use and would include office waste, magazine papers and newsprint. As the vast majority of this paper has......

Words: 961 - Pages: 4

Paper

...PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is expensive and too expensive to use anyway. So why don’t you go on with it and write the constitution. Jon Jacob! PAPER is......

Words: 1082 - Pages: 5

prashar;s light 9.1 | Born in China Born in China (2016) | Norton Antivirus cracked apk